Annual Report 2012
Statistics of Shareholdings

STATISTICS OF SHAREHOLDINGS

AS AT 31 JANUARY 2013
 
 
Authorised Share Capital : RM1,000,000,000 divided into 2,000,000,000 ordinary shares of RM0.50 each
Issued and Paid-up Share Capital : RM266,011,900 comprising 532,032,800 ordinary shares of RM0.50 each
Class of Shares : Ordinary shares of RM0.50 each
Voting Rights : One vote per ordinary share

Analysis by Size of Shareholdings

Size of Shareholdings No. of Shareholders Total No. of
Shareholders		 No. of
Issued Shares		                       Total No. of
                      Issued Shares
  Malaysian Foreigner No. % Malaysian Foreigner No. %
                 
1 - 99 111 1 112 0.43 1,889 12 1,901 0.00
100 - 1,000 9,898 142 10,040 38.20 8,549,846 118,790 8,668,636 1.63
1,001 - 10,000 12,905 434 13,339 50.75 50,217,797 2,117,731 52,335,528 9.84
10,001 - 100,000 2,330 266 2,556 9.73 62,071,318 7,417,055 69,488,373 13.06
100,001 - less than 5% of
issued shares		 154 78 232 0.88 145,797,250 52,209,505 198,006,755 37.22
5% and above of issued shares 3 0 3 0.01 203,522,607 0 203,522,607 38.25
Total 25,401 881 26,282 100.00 470,160,707 61,863,093 532,023,800 100.00


Analysis of Equity Structure

No. Category of Shareholders No. of
Shareholders		 No. of
Issued Shares		 % of
Issued Shares
    Malaysian Foreigner Malaysian Foreigner Malaysian Foreigner
               
1. Individual 21,547 488 108,223,801 7,473,812 20.34 1.40
2. Body Corporate            
  a       Banks/finance companies 21 1 77,671,825 25,000 14.60 0.01
  b       Investment trust/foundation/charities 13 0 598,700 0 0.11 0.00
  c       Industrial and commercial companies 288 20 14,140,725 493,500 2.66 0.09
3. Government agencies/institutions 3 0 168,058,213 0 31.59 0.00
4. Nominees 3,528 372 101,457,443 53,870,781 19.07 10.13
5. Others 1 0 10,000 0 0.00 0.00
  Total 25,401 881 470,160,707 61,863,093 88.37 11.63


Top 30 Securities Account Holders

No. Name No. of Issued Shares % of Issued Shares
       
1. Capital Market Development Fund 98,710,313 18.55
2. Minister of Finance 61,200,000 11.50
3. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board		 43,612,294 8.20
4. Amanahraya Trustees Berhad
Skim Amanah Saham Bumiputera
 26,257,400 4.94
5. CIMSEC Nominees (Tempatan) Sdn Bhd
Minister of Finance Incorporated (ESOS Pool Account)		 25,000,000 4.70
6. Kumpulan Wang Persaraan (Diperbadankan) 19,135,300 3.60
7. HSBC Nominees (Asing) Sdn Bhd
BNP Paribas SECS SVS LUX for Aberdeen Global		 17,473,600 3.28
8. Amanahraya Trustees Berhad
As 1Malaysia		 16,868,600 3.17
9. Lembaga Tabung Angkatan Tentera 8,147,900 1.53
10. Valuecap Sdn Bhd 6,871,800 1.29
11. The Nomad Group Bhd 6,072,728 1.14
12. Pertubuhan Keselamatan Sosial 4,449,300 0.84
13. Citigroup Nominees (Asing) Sdn Bhd
CBNY for DFA Emerging Markets Small Cap Series		 2,418,200 0.45
14. HSBC Nominees (Asing) Sdn Bhd
Exempt AN for Credit Suisse (SG BR-TST-Asing)		 2,049,700 0.39
15. Cartaban Nominees (Asing) Sdn Bhd
RBC Investor Services Bank for Comgest Growth Gem Promising Companies (Comgest GR PLC)		 2,000,000 0.38
16. HSBC Nominees (Asing) Sdn Bhd
HSBC BK PLC for Kuwait Investment Office (KIO)		 1,760,000 0.33
17. HSBC Nominees (Asing) Sdn Bhd
Exempt AN for JPMorgan Chase Bank, National Association (U.S.A.)		 1,522,300 0.29
18. Employees Provident Fund Board 1,500,000 0.28
19. HSBC Nominees (Tempatan) Sdn Bhd
HSBC (M) Trustee Bhd for Hwang Select Income Fund (4850)		 1,393,030 0.26
20. Cartaban Nominees (Asing) Sdn Bhd
Wellington Trust Company, National Association Multiple Common Trust Funds
Trust Emerging Markets Local Equity Portfolio		 1,385,030 0.26
21. Citigroup Nominees (Asing) Sdn Bhd
CBNY for Emerging Market Core Equity Portfolio DFA Investment Dimensions Group Inc		 1,302,700 0.24
22. Cartaban Nominees (Asing) Sdn Bhd
Government of Singapore Investment Corporation Pte Ltd for Government of Singapore (C)		 1,274,500 0.24
23. Cartaban Nominees (Asing) Sdn Bhd
SSBT Fund J734 for SPDR S and P Emerging Market’s Small Cap ETF		 1,251,173 0.24
24. HSBC Nominees (Asing) Sdn Bhd
KBC Bank NV Brussels for KBC Equity Fund		 1,145,300 0.22
25. HSBC Nominees (Asing) Sdn Bhd
Exempt AN for BNP Paribas Securities Services (Singapore - SGD)		 900,000 0.17
26. Citigroup Nominees (Tempatan) Sdn Bhd
Employees Provident Fund Board (AM INV)		 873,500 0.16
27. Cartaban Nominees (Asing) Sdn Bhd
Exempt AN for State Street Bank & Trust Company (West CLT OD67)		 857,900 0.16
28. Public Bank Berhad
As Beneficial Owner		 800,000 0.15
29. CIMB Group Nominees (Tempatan) Sdn Bhd
CIMB Bank Berhad (EDP 2)		 752,260 0.14
30. HSBC Nominees (Asing) Sdn Bhd
Exempt AN for The Bank of New York Mellon (Mellon Acct)		 718,000 0.13
  Total 357,703,098 67.23


Directors' Direct and Deemed Interests in the Company and/or its related corporations

The interests of the Directors in the shares of the Company as at 31 January 2013 including those of his/her spouse and child/children which are deemed interest of the Directors by reference to Section 134(12)(c) of the Companies Act 1965 (CA) are maintained by the Company in the Register of Directors’ Shareholdings pursuant to Section 134 of the CA, details of which are as follows:-

  Direct Interest   Deemed Interest
Names of Directors No. of
Issued
Shares		 % of
Issued
Shares		   Spouse
No. of
Issued
Shares		 Child
No. of
Issued
Shares		 % of
Issued
Shares
             
Tun Mohamed Dzaiddin bin Haji Abdullah 100,000 0.02   - 5,800 0.001
Datuk Dr. Md Tap bin Salleh 0 0.00   - - -
Datuk Dr. Syed Muhamad bin Syed Abdul Kadir 0 0.00   - - -
Datuk Puteh Rukiah binti Abd Majid 0 0.00   - - -
Dato' Dr. Thillainathan a/l Ramasamy 50,000 0.01   50,000 - 0.01
Izham bin Yusoff 0 0.00   - - -
Dato' Wong Puan Wah @ Wong Sulong 0 0.00   - - -
Cheah Tek Kuang 50,000 0.01   - 14,000 0.003
Dato' Saiful Bahri bin Zainuddin 0 0.00   - - -
Ong Leong Huat @ Wong Joo Hwa 0 0.00   - - -
Tan Sri Datuk Dr. Abdul Samad bin Haji Alias 0 0.00   - - -
Dato’ Tajuddin bin Atan 250,000 0.05   - - Refer Note *
Total 450,000 0.09        

Note: * Dato' Tajuddin bin Atan has indirect interest in the securities of the Company by virtue of his acceptance of ordinary shares of RM0.50 each granted under the Share Grant Plan (SGP) of Bursa Malaysia (Plan Shares) as follows:-

  1. 20,200 Plan Shares under the 2012 Restricted Share Plan (RSP) Grant:
    The vesting of Plan Shares granted under the 2012 RSP Grant is subject to fulfilment of vesting conditions as at the vesting dates i.e. 15 July 2013,
    15 July 2014 and 15 July 2015 respectively.

  2. Up to 59,400 Plan Shares under the 2012 Performance Share Plan (PSP) Grant:
    The vesting of Plan Shares granted under the 2012 PSP Grant is contingent on achievements against various performance targets for Bursa Malaysia group, and is subject to fulfilment of vesting conditions as at 30 April 2015.


Substantial Shareholders according to the Register of Substantial Shareholders as at 31 January 2013

No. Name No. of Issued Shares % of Issued Shares
       
1. Capital Market Development Fund (CMDF)1 98,710,313 18.55
2. Ministry of Finance Incorporated (MOF Inc)2 86,200,000 16.20
3. Employees Provident Fund Board (EPF)3 45,985,794 8.64
 
Note:
1 Total shares held by CMDF should be 100,200,001 ordinary shares of RM0.50 each in Bursa Malaysia. 1,489,688 shares representing 0.28% of CMDF’s shareholdings in Bursa Malaysia were utilised for onward lending by Central Lending Agency to borrowers under Securities Borrowing and Lending.
2 Total shares held by MOF lnc are set out in Items 2 and 5 of the Top 30 Securities Account Holders.
3 Total shares held by EPF are set out in Items 3, 18 and 26 of the Top 30 Securities Account Holders.



Changes in Share Capital of the Company

The issued and paid-up share capital as at 31 January 2013 is RM266,011,900 comprising 532,023,800 ordinary shares of RM0.50 each. The changes in the issued and paid-up share capital are as set out in the table below:

Date of
Allotment		 Number of
Shares Allotted		   Consideration Cumulative
Number of
Issued Shares		 Cumulative
Issued and Paid-up
Share Capital (RM)
           
2 April 2012 250,000   Subscription by the Trustee at RM7.38 per share under the SGP 531,849,100 265,924,550
12 July 2012 174,700   Subscription by the Trustee at RM7.55 per share under the SGP 532,023,800 266,011,900

Under the Share Grant Plan (SGP) which is the only share issuance scheme of Bursa Malaysia in FY 2012, a maximum of 10% of the issued and paid-up share capital of Bursa Malaysia (excluding treasury shares) comprising ordinary shares of RM0.50 each of the Company (Plan Shares) are available at any point in time during the tenure of the SGP (Maximum Plan Shares Available). Further information on the SGP is set out in the Directors’ Report and Note 27(b) of the Annual Audited Financial Statements for FY 2012 in this Annual Report.

Brief details on the number of Plan Shares granted, vested and outstanding since the commencement of the SGP on 18 April 2011 and during the FY 2011 and FY 2012 are set out in the table below:

For the period from 18 April 2011
to 31 December 2011		 Type of Grant Total Executive
Director/
CEO		 Senior
Management		 Other
Selected
Employees
Number of Plan Shares granted 2011 RSP Grant 778,200 - 34,900 743,300
Number of Plan Shares vested 2011 RSP Grant (199,800) - (9,000) (190,800)
Number of Plan Shares forfeited* 2011 RSP Grant (37,300) - (5,200) (32,100)
Number of Plan Shares outstanding
as at 31 December 2011		 2011 RSP Grant 541,100 - 20,700 520,400

For the period from 1 January 2012
to 31 December 2012		 Type of Grant Total Executive
Director/
CEO		 Senior
Management		 Other
Selected
Employees
           
Number of Plan Shares granted 2012 RSP Grant 829,200 270,200 29,200 529,800
  2012 PSP Grant 397,400 59,400 146,000 192,000
  Total 1,226,600 329,600 175,200 721,800
 
Number of Plan Shares vested 2011 RSP Grant (174,700) - (6,600) (168,100)
  2012 RSP Grant (250,000) (250,000) - -
  Total (424,700) (250,000) (6,600) (168,100)
 
Number of Plan Shares forfeited* 2011 RSP Grant (59,400) - (1,700) (57.700)
  2012 RSP Grant (30,500) - - (30,500)
  2012 PSP Grant (17,800) - (17,800) -
  Total (107,700) - (19,500) (88,200)
 
Number of Plan Shares outstanding* 2011 RSP Grant 307,000 - 12,400 294,600
as at 31 December 2012 2012 RSP Grant 548,700 20,200 29,200 499,300
  2012 PSP Grant 379,600 59,400 128,200 192,000
  Total 1,235,300 79,600 169,800 985,900
 
Note: * These Plan Shares were granted to employees who resigned subsequent to the grant date(s), but prior to vesting date(s).

With regard to the Plan Shares granted to the Executive Director/CEO and Senior Management during FY 2012 and since the commencement of the SGP:

1. The aggregate maximum allocation is 50% of the Maximum Plan Shares Available; and
2. The actual percentage of Plan Shares granted to them as at 31 December 2012 was 26.9% of the total number of Plan Shares granted.

The Non-Executive Directors are not eligible to participate in the SGP..